Complaints

We make every effort to give the best service possible to everyone who attends our Practice.

However, we are aware that things can go wrong, resulting in a patient feeling that they have a genuine cause for complaint. If this is so, we would like the matter to be settled as quickly, and as amicably, as possible.

To have your complaint investigated, you need to complain within 12 months of the event happening, or as soon as you first become aware of the issue you want to complain about.

The time limit can be extended in special circumstances.

How to make a compliment or complaint

Whether you are happy or unhappy with the care and treatment that you have received, please get in touch and let us know your views.

Receiving compliments and complaints is important to ensuring good quality local healthcare in our Practice – helping us to find out more about what we’re getting right and what we can improve.

We hope this will help you to make your feelings and experiences known to the appropriate people. Should you have a complaint we hope this page will give you more information about what to do, who to contact and what happens next.

How do I raise a concern / informal complaint?

You can speak to any member of staff initially with your complaint. This gives you the opportunity to resolve any concern you may have without it going through a formal process.

Most complaints are best resolved within the practice and these should be made via the Management team.

 

If you’re considering making a complaint but need help

If you require support to make a complaint VoiceAbility can offer both offer both information and support.  They have advocates to support people to make a complaint about the treatment or care that they or a friend or family member have received from an NHS service. This support is available at every stage of the complaints process.

VoiceAbility | Sunderland

Formal Complaint

What we will do

We will contact you about your complaint within three working days and offer to discuss with you the best way to investigate it, including the time scales for a reply. We will aim to offer you an explanation within that time frame. Or a meeting with the people involved.

  • Find out what happened and what went wrong
  • Invite you to discuss the problem with those involved, if you would like this
  • Apologise where this is appropriate
  • Identify what we can do to make sure that the problem does not happen again.

If you feel you do not want to contact the surgery directly, then you can contact the NHS integrated care board complaints team on:

Website address: NHS North East and North Cumbria ICB contact us

Email: necsu.pccomplaints@nhs.net

Telephone: 0191 512 8484

In General

If you have a complaint to make, you can either contact the Practice Manager or ask the Receptionist for a copy of our Complaints Procedure. We will endeavour to:

  1. acknowledge any letter or Complaints Form within 3 working days of receiving it.
  2. deal with the matter as promptly as possible – usually within 20 working days – dependent on the nature of the complaint.

Who can complain

  • Complainants may be current or former patients, or their nominated or elected representatives (who have been given consent to act on the patients behalf).
  • Patients over the age of 16 whose mental capacity is unimpaired should normally complain themselves or authorise someone to bring a complaint on their behalf.
  • Children under the age of 16 can also make their own complaint, if they’re able to do so.

If a patient lacks capacity to make decisions, their representative must be able to demonstrate sufficient interest in the patient’s welfare and be an appropriate person to act on their behalf. This could be a partner, relative or someone appointed under the Mental Capacity Act 2005 with lasting power of attorney.

Appropriate person

In certain circumstances, we need to check that a representative is the appropriate person to make a complaint.

  • For example, if the complaint involves a child, we must satisfy ourselves that there are reasonable grounds for the representative to complain, rather than the child concerned.
  • If the patient is a child or a patient who lacks capacity, we must also be satisfied that the representative is acting in the patient’s best interests.

If we are not satisfied that the representative is an appropriate person we will not consider the complaint, and will give the representative the reasons for our decision in writing.

Procedure

We have a two stage complaints procedure. We will always try to deal with your complaint quickly however if it is clear that the matter will need a detailed investigation, we will notify you and then keep you updated on our progress.

Stage one – Early, local resolution

  • We will try to resolve your complaint within five working days if possible.
  • If you are dissatisfied with our response, you can ask us to escalate your complaint to Stage Two.

Stage Two – Investigation

  • We will look at your complaint at this stage if you are dissatisfied with our response at Stage One.
  • We also escalate some complaints straight to this stage, if it is clear that they are complex or need detailed investigation.
  • We will acknowledge your complaint within 3 working days and we will give you our decision as soon as possible. This will be no more that 20 working days unless there is clearly a good reason for needing more time to respond.

Complain to the Ombudsman

If, after receiving our final decision, you remain dissatisfied you may take your complaint to the Ombudsman.

The Ombudsman is independent of the NHS and free to use. It can help resolve your complaint, and tell the NHS how to put things right if it has got them wrong.

The Ombudsman only has legal powers to investigate certain complaints. You must have received a final response from the Practice before the Ombudsman can look at your complaint and it will generally not look into your complaint if it happened more than 12 months ago, unless there are exceptional circumstances.

Phone: 0345 015 4033

Confidentiality

All complaints will be treated in the strictest confidence.

Where the investigation of the complaint requires consideration of the patient’s medical records, we will inform the patient or person acting on his/her behalf if the investigation will involve disclosure of information contained in those records to a person other than the Practice or an employee of the Practice.

We keep a record of all complaints and copies of all correspondence relating to complaints, but such records will be kept separate from patients’ medical records.

Accessible Information and Reasonable Adjustments

The Accessible Information Standard is a requirement that all NHS organisations, including GP practices must follow to make sure that people who have a disability, impairment or sensory loss or their carers are given information in a format they can easily read or understand.

So, we can help and support you we want to know;

  • If you need information in a specific format e.g. braille, large print or easy read
  • If you need to receive information in a particular way
  • if you need someone to support you at appointments e.g. a sign language interpreter or an advocate
  • We want to know if you lip read or use a hearing aid or communication tool

Please let us know if you require any type of support so we can record this information and add it to your record.  You can do this by telling our reception team, doctor or nurse the support you need. It is best you do this prior to needing an appointment, so the practice can make the necessary adjustments in advance.

NHS England has more information on the standard which is available in a range of formats including easy read, audio and BSL video with subtitles.  You can see these by clicking the link below:

NHS England » Patients

Healthwatch Sunderland have created a leaflet to explain this

Do you have communication needs? | Healthwatch Sunderland

 

Reasonable Adjustments

All disabled people have the right to reasonable adjustments. This includes when using healthcare, including GP practices.

We need to make it as easy for disabled people to use health services. This is called making reasonable adjustments.

Reasonable adjustments are changes which mean people with a disability can access the healthcare they need.

Reasonable adjustments are dependent on the person. Everyone has different needs.  Some examples might include:

  • making sure there is good access for people who use a wheelchair in the surgery
  • providing plain English or easy read appointment letters.
  • giving someone a priority appointment if they find it difficult waiting in their GP surgery or hospital.
  • offering a longer appointment if someone needs more time with a doctor or nurse to make sure they understand the information they are given.
  • having a quiet space available for people waiting for their appointment.
  • making sure there is a hearing loop system in consultation rooms
  • using a communication chart to support a person with dementia during an appointment.

 

Please let us know if you require any type adjustment to access your appointments so we can record this information and add it to your record.  You can do this by telling our reception team, doctor or nurse the adjustments you need. It is best you do this prior to needing an appointment, so the practice can make the necessary adjustments in advance.

Online Access to Your Medical Records

Download/Read our Application Form for Access to Medical Records

Shared PCN Clinical Services

 As a partner practice in Washington and West 2 Primary Care Networks (PCN) we will share your information with other shared services within the PCN who are part of your care provision and ongoing support. Where you engage with these services, your healthcare information will be held within a common system that can be accessed by all practices within the PCN.

All individuals who will have access to your records via PCN shared services are bound be the same requirements to maintain the confidentiality of your information as the staff within your practice.

The information held about you is used to provide health and social care, for the management of the services that the PCN provide, the management of the NHS, and also for public health reasons. It may also be used to contact you regarding the provision of these services.

Where you are receiving care from PCN shared services, information relating to the care provided will be added to your practice clinical record.

Information about you held within the PCN Clinical system will be accessed by authorised individuals who are involved in providing direct care to you or who support the provision of direct care or the management of these services. This will include:

  • Doctors and nurses who provide you with treatment
  • Other clinical staff such as Pharmacists and Radiologists
  • Clinical Managers

The West 2 PCN consists of the following practices;

  • Village Surgery
  • Springwell Medical Group
  • New Silksworth Medical Practice
  • Happy House Surgery
  • South Hylton Surgery

The Washington PCN consists of the following practices;

  • Dr Stephenson & Partners
  • Galleries Medical Practice
  • Concord Medical Practice
  • Monument Surgeries
  • New Washington Medical Group
  • Rickleton Medical Centre
  • IJ Healthcare (Harraton Surgery) *

To access any of your healthcare information held within the PCN Shared services, please contact the practice manager.

Privacy Notice

In this privacy policy “we, our, us,” refers to “Sunderland GP Alliance”.

Confidentiality affects everyone. We collect, store and use large amounts of personal data every day, such as medical or personal records which may be paper-based or held on a computer. We take our duty to protect your personal information and confidentiality very seriously and work hard to ensure it is held securely and only accessed on a need to know basis.

What information does Sunderland GP Alliance hold about you?

  • Name, address, date of birth, next of kin
  • Contacts we have had with you such as appointments or visits
  • Details of diagnosis and treatment
  • Results of x-rays, scans and laboratory tests.
  • Allergies and health conditions
  • Information from people who care for you and know you well such as health or social care professionals, relatives or carers.

Why we collect information about you

We need accurate and up to date information about you so that we can give you the best possible care and make sure we contact you at the right address and phone number.  We will check your details with you when you visit and please let us know of any changes, for example, to your address or phone number.

How we keep your records confidential

Everyone working for the NHS must comply with the Common Law Duty of Confidence. Information you give to us in confidence will only be used for the purposes explained to you and to which you consented, unless there are other circumstances covered by the law.We comply with the NHS Confidentiality Code of Conduct. All our staff are required to protect your information, inform you of how your information will be used, and allow you to decide if and how your information can be shared.

All manual and computerised records are stored in secure environments with access strictly controlled.

If someone other than you (e.g. relative or friend) contacts us to find out about your care or treatment we will not be able to talk to them unless we have your permission (apart from parents/guardians of children who are recorded as next of kin).

How we use your personal information

Your records are used to direct, manage and deliver your care so that:

  • Clinical staff involved in your care have accurate and up to date information to assess your health and decide on the most appropriate care for you.
  • Clinical staff have the information they need to assess and improve the quality and type of care you receive.
  • Administrative staff supporting your care can sort out your appointments, deal with queries, produce letters etc.
  • Appropriate information is available if you see another doctor, or are referred to a specialist or another part of the NHS or social care.

We also use information we hold about you to:

  • Review the care we provide to ensure it is of the highest standard and quality
  • Ensure our services can meet patient needs in the future
  • Investigate patient queries, complaints and legal claims
  • Ensure the GP practice receives payment for the care you receive
  • Prepare statistics on NHS performance
  • Audit NHS accounts and services
  • Undertake health research and development (with your consent – you may choose whether or not to be involved)
  • Help train and educate healthcare professionals

We may use your telephone number(s) to send your appointment details via a SMS text message a few days before your appointment.  Most of our patients appreciate these reminders and we know that it reduces the number of missed appointments, but if you do not wish to receive them please let us know.

We may use your details to ask you to do patient satisfaction surveys about the services and care you have used in our practice. This is to improve the way we deliver healthcare to you and other patients.  We will not contact you with marketing material.

When do we share information about you?

Direct care purposes:

Unless you object, we will normally share information about you with other health and social care professionals directly involved in your care so that you may receive the best quality care. For example, if we refer you to a hospital or for another service such as physiotherapy, we will give that service relevant information about you and your condition.

You may be receiving care from other people as well as the NHS, for example Social Care Services. We may need to share some information about you with them so we can all work together for your benefit.  We will only do this when they have a genuine need for it or we have your permission.  There are exceptional circumstances when we have to share information, for example, when either your or somebody else’s health and safety is at risk; or we have to by law e.g. for certain infectious diseases, child or adult safeguarding, formal court order, or where a serious crime has been committed.

Where patient information is shared with other organisations we will put in place an information sharing agreement to ensure we are sharing your information legally and securely.

Indirect Care Purposes:

We may also be asked by other statutory bodies to share basic information about you, such as your name and address, but not sensitive information from your health records. But this will only be done if this is required by law. Normally where we are not using your information for your direct care, we will anonymise the information i.e. strip out anything that can identify you.

National Data Opt Out:

Most of the time, anonymised data is used for research and planning so that you cannot be identified in which case your confidential patient information isn’t needed.

You have a choice about whether you want your confidential patient information to be used in this way. If you are happy with this use of information you do not need to do anything. If you do choose to opt out your confidential patient information will still be used to support your individual care.

 

To find out more or to register your choice to opt out, please visit www.nhs.uk/your-nhs-data-matters.  On this web page you will:

  • See what is meant by confidential patient information
  • Find examples of when confidential patient information is used for individual care and examples of when it is used for purposes beyond individual care
  • Find out more about the benefits of sharing data
  • Understand more about who uses the data
  • Find out how your data is protected
  • Be able to access the system to view, set or change your opt-out setting
  • Find the contact telephone number if you want to know any more or to set/change your opt-out by phone
  • See the situations where the opt-out will not apply

You can also find out more about how patient information is used at:

www.hra.nhs.uk/information-about-patients (which covers health and care research); and understandingpatientdata.org.uk/what-you-need-know (which covers how and why patient information is used, the safeguards and how decisions are made)

You can change your mind about your choice at any time.

Data being used or shared for purposes beyond individual care does not include your data being shared with insurance companies or used for marketing purposes and data would only be used in this way with your specific agreement.

Health and care organisations have until 2022 to put systems and processes in place so they can be compliant with the national data opt-out and apply your choice to any confidential patient information they use or share for purposes beyond your individual care. Our organisation is currently compliant with the national data opt-out policy.

Your records and research

Sunderland GP Alliance are research active and there is the possibility that your records may be looked at by a member of staff at some point, who is not involved in your direct care. This is so that we can see if you are eligible to be invited to participate in approved research projects being run by the National Institute for Health and Care Research (NIHR) that may be relevant to you.

The National Institute for Health and Care Research fund, enable and deliver world-leading health and social care research that improves people’s health and wellbeing, and promotes economic growth.

Sunderland GP Alliance do benefit financially for participation in research.

If you are eligible to take part in research, we may use your contact details to invite you to receive further information about such research opportunities.

We are required by Articles in the General Data Protection Regulations to provide you with the information in the following 9 subsections.

1) Data Protection Officer
contact details
James Carroll0191 4041000 Ext 3436 Dpo.sunccg@nhs.net
2) Purpose of the  processing Direct Care is care delivered to the individual alone, most of which is provided in the surgery or a clinical service. After a patient agrees to a referral for direct care elsewhere, such as a referral to a specialist in a hospital, necessary and relevant information about the patient, their circumstances and their problem will need to be shared with the other healthcare workers, such as specialist, therapists, technicians etc. The information that is shared is to enable the other healthcare workers to provide the most appropriate advice, investigations, treatments, therapies and or care.
3) Lawful basis for  processing The processing of personal data in the delivery of direct care and for providers’ administrative purposes in support of direct care elsewhere  is supported under the following Article 6 and 9 conditions of the GDPR:

 

  • Article 6(1)(e) ‘…necessary for the performance of a task carried out in the public interest or in the exercise of official authority…’.
  • Article 9(2)(h) ‘necessary for the purposes of preventative or occupational medicine for the assessment of the working capacity of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social care systems and services…”

We will also recognise your rights established under UK case law collectively known as the “Common Law Duty of Confidentiality”*

4) Recipient or categories of
recipients of the processed data
The data will be shared with Health and care professionals and support staff in this surgery or clinical service and at hospitals, diagnostic and treatment centres who contribute to your personal care.
5) Rights to object You have the right to object to some or all the information being processed under Article 21. Please contact the Data Controller or Sunderland GP Alliance. You should be aware that this is a right to raise an objection, that is not the same as having an absolute right to have your wishes granted in every circumstance

 

Your right to object to recording or sharing information

If you feel that you are being asked for information you would prefer not to have recorded, or have concerns about how it is used or shared, please let your GP know and we will record this in your records so that all staff involved in your care are aware of your decision. Please be aware that if you make this choice, it may make it difficult to give you treatment so talk this through with your GP so that they can let you know of any potential impact.  You can also change your mind at any time about a disclosure decision.

If you think any information we hold about you is inaccurate please let us know.  If your GP is concerned that by changing your information it could cause you or our staff harm we may not change the information but we will document your objection in your records.

Your individual rights are;

  • the right to be informed;
  • the right of access;
  • the right to rectification;
  • the right to erasure;
  • the right to restrict processing;
  • the right to data portability;
  • the right to object; and
  • the right not to be subject to automated decision-making including profiling.

How you can access your records

The General Data Protection Regulation 2017 gives you a right to access the information we hold about you (unless an exemption applies).  Requests can be made verbally or in writing and no fees will be chargeable. We will provide your information to you within 30 days. Requests which are manifestly unfounded or excessive could be refused or a reasonable fee charged. If a request is refused we will inform you as to reasons why within 1 month and you have the right to complain to the supervisory authority.

Sunderland GP Alliance
Business Innovation Centre
SUNDERLAND
SR5 2TA
Telephone (0191) 5166076

How long do we retain your records?

Your data will be retained in line with the law and national guidance. GP records are kept for 10 years after a person has deceased.

https://digital.nhs.uk/article/1202/Records-Management-Code-of-Practice-for-Health-and-Social-Care-2016

Further information and useful contacts 

If you have any queries or concerns about how we use your information please contact:

James Carroll
0191 4041000 Ext 3436
Dpo.sunccg@nhs.net

Sunderland GP Alliance
Business Innovation Centre
SUNDERLAND
SR5 2TA
Telephone (0191) 5166076

Information Commissioners Office: 

You have a right to complain to the Information Commissioner if ever you are unsatisfied with the way the practice has handled or shared your personal information. ico.org.uk/concerns/ Tel: 0303 123 1113.

There are National Offices for Scotland, Northern Ireland and Wales, (see ICO website)

Patient Confidentiality and Data Protection

Privacy Notice Confidentiality affects everyone. We collect, store and use large amounts of personal data every day, such as medical or personal records which may be paper-based or held on a computer. We take our duty to protect your personal information and confidentiality very seriously and work hard to ensure it is held securely and only accessed on a need to know basis.